Newsletter of the District
of Asia
Oct
- Dec 2001
The Controversy
over Justification
of Spanish Rule in
the Philippines
J. GAYO ARAGON, O.P.
The following article consists of the main extracts
of a lengthier one, with 48 scientifically precise footnotes. For
reason of space, we have omitted these footnotes. We will be pleased
to forward a photocopy of the complete article to the readers asking
for it.
In preparation for the trip to the Indies proposed by Christopher
Columbus, the Catholic kings of Spain "consulted the most
eminent jurists and ecclesiastics . . . concerning the most convenient
manner of taking possession" of new-found territories."
The Portuguese had relied on a number of pontifical documents for
their possessions in the Indies, but the Spaniards could only fall
back on the provisions of Law 29, Title XXVIII, of Partida III,
which gave legal right over any newly discovered land to whoever
inhabited it first. On the strength of these provisions Columbus
took possession of the lands he discovered for and on behalf of
the Spanish monarchs, who, he asserted, could dispose of them just
as they would the realms of Castille. Although at the time it was
commonly accepted that the lands of infidels would belong to the
Christian nation that first discovered and conquered them, this
did not satisfy the Spanish desire for clear title since their own
legislation provided that only uninhabited lands could belong
to the discoverer. Clearly this was not the situation in the lands
discovered by Columbus. Hence Spain appealed to the Roman pontiff
for some more plausible legal title.
This recourse was in keeping with the prevailing view among jurists
and theologians of the time, believing that the pope was universal
lord of the world, whose authority extended to the non-Christians
and. that he could therefore, in a given case, appropriate, transfer,
and assign, quite legally, political dominion over their lands to
Christian princes. Spain could, therefore, legally acquire sovereignty
over an inhabited territory in one of four ways, namely: (1) heredity,
(2) voluntary choice of the inhabitants, (3) marriage to an heiress
of the realm, or (4) pontifical or imperial grant. Obviously, in
the case of the lands discovered by Columbus, provisions one and
three did not apply. Of the remaining alternatives, the Spanish
monarchs chose to assuage their conscience by the most convenient
means possible?an outright pontifical grant. Their royal request
was approved with the issuance of the papal bull "Inter caetera",
dated May 3 - 4, 1493. But what was the precise meaning and scope
of the grant? Did it really entail political sovereignty or was
it simply a special commission to spread the gospel? This was an
issue of continuing controversy that occupied the royal attention
throughout the sixteenth century.
In this national controversy the views of the Dominican Francisco
de Vitoria loom impressive and commanding. The best efforts of the
king's counselors, who opposed Vitoria, proved to no avail. The
king himself saw the justice of the Vitorian opinion and gave it
royal sanction. The pope, said the learned professor of Salamanca,
is not the temporal sovereign of the world; hence, he enjoys no
authority over the non-Christian peoples and territories, for which
reason, whatever the construction to be given to his bull "Inter
caetera", it could not entail any grant of political dominion
over said discovered lands. This view soon brought forth zealous
defenders as well as bitter opponents. But with the years, it gained
ground through the sustained efforts of Vitoria's brothers in habit,
notably the Dominican Bartolomé de las Casas, bishop of Chiapa.
The impact was such that the Spanish emperor, Charles V, was of
a mind to forsake the occupied territories of the New World. But
Vitoria himself dissuaded the monarch, lest Christianity be lost
from among the native converts; for which reason, the emperor pledged
to leave these peoples to themselves as soon as they were able to
keep themselves within the Catholic religion.
In September 1581, Msgr. Domingo de Salazar, O.P., the first bishop
of the islands, arrived in Manila. It was during his time and on
his initiative that an assembly of sorts was convened in 1582 on
the lines of a council, "to deal with matters concerning the
furthering of the Faith and the justification of past and future
conquests by Spain".
The fathers of the council were of the opinion that no valid claim
could be laid to the conquest of the Philippines other than that
based on the right to preach the gospel, with the qualifying clauses,
mentioned above. But for this right to justify possession of territories,
it was unnecessary to depend on any direct opposition of the natives
to the preaching of the gospel, since the inferior or primitive
organization of their government and of their laws as would hinder
or thwart their conversion was, in itself, sufficient reason.
This theory of the Council of 1582 was unanimously accepted by
the religious of the Philippines, including Bishop Salazar.
The opinion of the Jesuits can be summarized thus. The right of
the Spanish sovereigns to rule the new territories was based, in
the first place, on the natural right to help the needy and protect
the innocent. Upon this basis Pope Alexander VI made the King of
Spain supreme ruler of these people to advance the spread of the
gospel. But what authority did the pope have over pagan lands as
far as safeguarding evangelization was concerned? Directly, of course,
he had none, but indirectly he could intervene in the affairs of
pagan nations when necessary for the exercise of the right to defend
the innocent and to preach the gospel. The same indirect authority
rested with the king and, by papal concession, was restricted solely
to him to avoid friction and confusion in the new Lands. Both the
pope and the King of Spain could exercise this indirect authority
in three cases, namely, should the preaching of the gospel be hindered
by these people; when there was a probability that the maintenance
of Christianity in their lands could not be entrusted to them; and
when; in the opinion of learned and virtuous persons, the preaching
of the gospel could not be carried out in safety but on the contrary,
there was danger that it cease altogether. Consequently, the King
might acquire no authority over these peoples without first ascertaining
the existence of these conditions. Moreover once the native had
been converted, the King would acquire added justification to continue
his rule over them based on the natural right to be protected in
their new faith.
The Augustinians saw in the pontifical grant a justification for
Spanish rule over the Philippines. By divine and evangelical law
the supreme pontiffs had been entrusted with the proclamation and
spread of the gospel. throughout the world. Since they were unable
to do this personally everywhere, much less in remote places, who
could doubt that they might or even ought to entrust this care and
task to one who was able to attend to it with less hindrance and
greater means. Inasmuch as the discovery of the East and West Indies
had been achieved through the intervention and at the expense of
Spain and her sovereign, the popes, particularly Alexander VI, had
good cause to delegate to the King of Spain the evangelization and
conversion of the Indies, and the governance and protection of those
converted
The opinion of Bishop Salazar, on the other hand, may be gathered
from his brief "Resolution" as well as from his tract
on the collection of tribute from the pagans in the Philippines.
The Dominican prelate began by distinguishing between two orders
or kinds of rule, political or temporal, and spiritual or supernatural.
The former, he believed, proceeds from God through the choice made
by the subjects and is destined to keep them in peace and justice
while the latter, which derives from Christ and was delegated to
Saint Peter and his successors, the bishops of Rome, is ordained
to the teaching of the true and salutary doctrine that would lead
men to eternal salvation.
Only in one of these two ways, he continued, could the King of
Spain rule these lands: the political or temporal authority of the
king might have originated either when the Spaniards first reached
the Philippines, or after they had settled there. In either case,
to be valid, he said, it must be founded either on popular choice
or upon a just war. But, in the case of popular. choice, the following
conditions had to be fulfilled: first, that all the natives, or
at least a majority, should have chosen the King of Spain for their
ruler?thus becoming his subjects. If originally they had their own
rulers, these too should have expressed their consent to the decision.
A choice made either by the natives or by their rulers alone would
not have sufficed; it had to be a joint action. Moreover, this decision
must have been made freely, without the intervention of fear, force,
pain, or ignorance. Failure in any one of these conditions would
invalidate the King's rule.
Bishop Salazar then broached the existential phase of the question,
alleging that all available information failed to show any such
deliberate and free choice ever having been made by the Philippine
natives and their rulers in favor of the King of Spain and his rule.
He went on to say that neither did the Spaniards acquire legal dominion
by reason of a just was since two of the essential conditions were
lacking: authorization from the king to carry out the war and, secondly,
an offense committed by the natives.
Touching on another aspect of the problem, Salazar stated that
the Spanish kings could be considered the legal rulers of the Indies
by virtue of the concession granted to them by Pope Alexander VI,
but this went no further than the right to lead men to their eternal
goal through the preaching of the gospel and related activities.
Bishop Salazar next dealt with the jurisdiction of the Church over
pagans. He brought forth the same distinction established
by the Dominican theologian Cajetano. There are those, he said,
who are de facto and de jure subject to the Church, namely:
(1) those residing in the papal estates; the pope may rule them,
except in matters relating purely to divine positive law or ecclesiastical
law; (2) those who are legally but not de facto subject to
the Church, such as the pagans living in lands unjustly withheld
by them against their lawful Christian rulers; in this case, the
latter may validly declare war on such pagans as unjust aggressors;
(3) lastly, those not subject either de facto or de jure
to the Church. Those in the third group, he argued, are not hostile
to Christians nor do they occupy lands once belonging to the Church
or to Christian princes; they are the owners and the lawful rulers
of their territories, just as the Spaniards are of theirs. The Church
has authority over them, he said, only to the extent that, through
the preaching of the gospel, she attempts to bring them to knowledge
of the truth; thus, unless they hinder the preaching of the gospel
or are totally opposed to it, or their attitude toward Christians
proves destructive and malicious, neither the Church nor the Christian
princes have any cause for a just war against them. The pagans of
the Philippines were to be classified in this third category.
For his part, Father Miguel de Benavides, O.P., later third Archbishop
of Manila, also discussed these points, basically agreeing with
the views of Bishop Salazar.
For Salazar and Benavides the King of Spain had yet to become the
political sovereign of the Philippines; his only authority was as
an instrument of the spiritual power of the pope, directly so over
the Christians and indirectly over the pagans. While Salazar merely
rejected the legitimacy of the Spanish dominion the Philippines,
Father Benavides suggested a means of vindicating it. He proposed
that the king should send religious and secular clergy to convert
the natives in justice and charity, while leaving them to rule themselves.
In this way the natives were likely to choose freely to become subjects
of the King of Spain even before becoming Christians. The natives
should be attracted to the Spaniards through friendship, so that
they might eventually decide, of their own volition, to accept the
rule of the Spanish monarch.
From what has been said, it is clear that there was a divergence
of opinion among the religious in the Philippines on the temporal
or political authority of the Spanish king over the islands. The
Augustinians and Jesuits maintained the legitimacy of this dominion,
based on the papal concession and the opposition of the natives
to the preaching of the gospel. The Dominicans, led by Bishop Salazar,
rejected this legitimacy as insufficiently established according
to law.
This matter was at length taken up by the royal council of the
Indies. Governor Gomez Perez Dasmariñas sent to this council
all the relevant documents supporting the royal claim, and also
Father Francisco Ortega, whom he instructed to oppose the view advanced
by the Bishop of Manila. Bishop Salazar, then aged 78, also left
for Spain to defend in person his opinion before Philip II, taking
with him Father Miguel de Benavides.
After lengthy discussions, Philip II issued a decree on June 11,
1594, addressed to the governor-general of the Philippines. All
the decisions in it were completely contrary to Bishop Salazar's
views concerning the collection of tribute, although?thanks to the
efforts of Father Benavides¾it was declared that the natives
who were rulers before their conversion to the Catholic faith should
remain so after their conversion.
Bishop Salazar died on December 14, 1594, at the age of 82. Father
Benavides then took the matter into his own hands, determined that
the royal decisions should be reversed. He prepared a new study
of the whole affair and submitted his views in writing to Philip
II, who hastened to convene the Council of the Indies, instructing
its members to hold sessions without respite so that a decision
might be reached before Benavides left the country. On October 17,
1596, the council signed a declaration, later endorsed by the king,
favorable to the stand of Father Benavides. On February 8, 1597,
Philip II issued a decree ordering the governor-general of the Philippines
to call together the authorities of the islands to determine ways
and means, first, to restore tribute unjustly collected from pagan
natives, over whom the king had no legal power, and, second, to
obtain, without coercion, ratification of the natives' submission
to the Spanish sovereign who, in his own words, had been convinced
by Father Benavides that he should cherish submission of his subjects
only when voluntarily given.
In 1598, Benavides (by then, bishop-elect of Nueva Segovia) returned
to Manila, bringing along with him this unprecedented cedula. In
pursuance thereof, on August 4 of the same year, the governor-general
convened the council proposed by the king. All the authorities present
at the meeting pledged to comply with the. royal wish. The next
day, the cedula was publicly proclaimed by Francisco Pos, Manila
official town crier, before a huge crowd.
Soon thereafter, in the various dioceses of the country, public
meetings were held at the town square, with the native residents;
led by their chieftains, attending. Once the cedula terms were made
known to them in their own dialects, they were asked whether they
freely chose to submit to the sovereignty of the King of Spain over
them. The results were overwhelmingly favorable, even if in some
instances reservations and conditions were attached. On July 12,
1599, Governor Tello de Guzman could already inform His Majesty,
among other things, "that measures have been taken for the
execution of the royal decree brought by the Bishop of Nueva Segovia
in regard to rendering submission
In the province of Ilocos,
in the diocese of the Bishop of Nueva Segovia, this was very well
done; and submission was rendered to Your Majesty. Likewise the
whole district of Manila , missionary territory of the Augustinian
Fathers, has rendered submission. La Laguna, in. the care of the
Franciscan Fathers not so readily yielded, for the natives there
have asked for a year in which to reply . . . . Something similar
has happened in other provinces." Again, in some sectors
of Pangasinan, it was agreed that the natives would accept Spanish
rule with the understanding that they receive due redress for the
abuses committed by the alcaldes mayores and encomenderos
and that the tribute hitherto unlawfully collected from them be
returned.
In due time, it can be surmised, nearly all the other regions and
provinces of the Philippines gave their free consent to the supreme
authority over them of the King of Spain. This can be gathered from
the invariable conduct observed by the Spanish government in its
rule over the islands. An example is the submission freely given
by the natives of the Batanes Islands on June 1, 1782, upon being
publicly convened and, through the interpreters, Pedro Paturayan
and Marcos Ruiz, told of the message of Governor-General Jose Basco
issued in Manila on February 15 of the same year. There is also
the free consent given in 1845 by the different chieftains of Basilan
Island in Mindanao, who were contacted by the governor of Zamboanga
upon instructions to that effect given him by the then Governor-General
Narciso de Claveria. It is noteworthy that, in a later communication
to the central government in Spain, Governor Claveria corrected
the earlier erroneous information that Dato Usuk and the people
of the Maluso region, in the said island had given their consent.
Governor Claveria made it clear that such had not been the case,
so the government was to refrain from exercising any sovereignty
over them. Such was the scrupulousness with which this matter of
free consent was regarded by Spain. Even as late as 1881 the same
criterion would be followed by the Spanish government. Thus, desirous
of incorporating the northern Luzon provinces into the territories
under the rule of Spain, Governor-General Primo de Rivera, on January
14, 1881, issued a decree appealing to all the Filipino Igorots
to accept the rule of the Spaniards, under pain of being forcibly
subdued should they fail to do so within a given time period. Although
quite a number of them heeded the call, many more refused to do
so, whereupon a punitive expedition was sent against them. The government
troops were successful, and the governor-general elatedly informed
the home government. But, in reply, Governor-General Primo de Rivera
was ordered from Madrid to stop immediately all such expeditions,
for they were deemed "in violation of the existing laws that
did not allow ill-treatment of the Filipinos nor their forcible
submission to Spanish sovereignty". The governor general faithfully
complied with the instructions, and it was left to the missionaries
to achieve the government's purposes through persuasion and conversion.
Irrespective of whether such procedure was followed by the Spanish
authorities in every instance and in all parts of the Philippines,
the overall general picture is undeniably favorable. Certainly it
is not true, as some have suggested, that Spain's legal title over
the Philippines was based on the so-called right of discovery and
conquest of these islands by the Spanish conquistadores.
These were the very grounds put to question by the Spaniards themselves,
for "discovery" as a legal title could only apply to uninhabited
territories, which was not the case with the Philippines, and "conquest"
is but a euphemism for the sanctioning of might as right, contrary
to the very ethos of Spain.
In light of all this, it is therefore truly amazing that a king,
on whose empire the sun never set, should have evinced such an unswerving
determination to seek the free acceptance of his dominion over a
people whom he had ruled as subjects for more than thirty years.
This, in large measure, was no doubt due to the alert and lively
passion for justice and fairness of those early missionaries¾men
for whom the rights of God and of God's children were more deeply
embedded in their hearts and minds than the awe-inspiring majesty
of crown and throne.
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